Research Report · June 26, 2026 · 15 min read

Structure-Based Prediction of Autophagy Modulators: From Transcriptome Collapse to Binary Classifiers

By Reza Alipour, PharmD, Ph.D.

Abstract

Autophagy is an attractive but difficult target for computational screening because the observable biological signal sits several steps downstream of small-molecule binding, and perturbational transcriptomic readouts frequently confound pathway-specific modulation with generic stress responses. This report systematically benchmarks multiple formulations of the task, including full transcriptome regression, context-aware binary classification, structure-only binary classification, and activator-versus-inhibitor direction prediction across the LINCS L1000, HAMDB, and ChEMBL datasets.

The initial finding was a critical failure mode: a Uni-Mol-based neural network model collapsed on canonical biological controls, predicting Rapamycin and Wortmannin with a Spearman correlation of ρ = +0.97 across 12,328 genes (visible as an almost perfect y = x scatter in Figure 1). That behavior demonstrates that the model learned an invariant "mean stress" vector rather than separating opposing biological activity.

Reframing the problem as binary modulator classification yielded robust, reproducible performance: structure-only XGBoost with Morgan fingerprints achieved 0.879 AUROC (0.895 with CLAMP), and external scoring across 99,434 ChEMBL compounds enriched 9-fold for verified autophagy-active targets. In contrast, activator-versus-inhibitor direction prediction remained weak (macro F1 0.532), driven largely by the dominant neutral class and data sparsity in known inhibitors.

1. Introduction

Autophagy is a conserved cellular recycling and quality-control program with fundamental roles in aging, neurodegeneration, oncogenesis, and metabolic adaptation. The primary challenge in computational longevity screening is establishing whether chemical structures can reliably predict functional autophagy modulation rather than general cytotoxicity or non-specific transcriptional noise.

A common approach in recent machine learning literature has been learning end-to-end structure-to-transcriptome mappings on datasets such as LINCS L1000, subsequently deriving autophagy scores from predicted gene expression. However, transcriptomic profiles in large public repositories are heavily shaped by cell-line specificity, compound dosage, exposure kinetics, batch effects, and compensatory transcription programs.

This study was structured as a rigorous empirical audit to determine which problem formulation reliably generalizes: continuous transcriptome regression, signature matching, binary modulator classification, or multi-class direction prediction.

2. Data and Modeling Setup

2.1 Data Resources

We integrated three complementary data environments:

Resource Dataset Scope Role in Study
LINCS L1000 Phase I 471,660 Level 5 signatures; 20,315 compounds; 76 cell lines Transcriptome prediction, context features, biological validation
HAMDB 841 compounds with SMILES (514 activators, 132 inhibitors, 167 neutral) Ground-truth positive labels and direction annotations
Autophagy Gene Sets 199-gene pathway set + 25-gene flux-contrastive core set Regression targets and contrastive signature filtering
ChEMBL Screen 99,434 neutral small-molecule structures Out-of-training prioritization and orthogonal assay validation

2.2 Molecular Representations

We evaluated three primary representations: (1) 2,048-bit Morgan circular fingerprints (radius 2), (2) CLAMP (768-dimensional contrastive molecule-bioassay embeddings), and (3) Uni-Mol 3D representations.

2.3 Validation Methodology

To prevent artificial inflation from scaffold leakage, all evaluations utilized Murcko scaffold-aware cross-validation and held-out biological controls (e.g., Rapamycin, Wortmannin, Chloroquine) rather than random naive splits.

3. Results & Empirical Analysis

3.1 Transcriptome Regression Collapses on Biological Controls

When evaluating the neural network structure-to-transcriptome regression model, we tested opposing functional controls: Rapamycin (canonical autophagy activator via mTOR inhibition) and Wortmannin (canonical inhibitor via PI3K blockade). Biologically, these compounds induce strongly divergent transcriptional states.

Instead, the regression model predicted their expression profiles with a Spearman correlation of ρ = +0.97 across 12,328 genes. As shown in Figure 1, the model output identical high-dimensional predictions along the identity line, having collapsed to a generic cellular stress vector.

Figure 1: V6 transcriptome collapse on biological controls
Figure 1: Predicted logFC expression for Rapamycin versus Wortmannin across 12,328 genes (ρ = +0.97). The regression model fails to capture divergent pathway pharmacology, outputting an invariant mean stress vector.

3.2 Binary Classification Establishes a Robust Baseline

Reframing the objective from high-dimensional regression to binary modulator classification (HAMDB active modulators vs. scaffold-sampled background molecules) restored clear discriminative performance across scaffold-aware test splits.

Architecture Features Setting AUROC Summary Note
Ridge Regression CLAMP + context Context-Aware 0.722 Linear baseline
Ridge Regression Morgan + context Context-Aware 0.823 Linear fingerprint baseline
MLP Neural Net CLAMP + context Context-Aware 0.800 Non-linear embedding
MLP Neural Net Morgan + context Context-Aware 0.845 Best context-aware model
XGBoost Morgan Only Structure-Only 0.879 Structure-only baseline
XGBoost Morgan + CLAMP Structure-Only 0.895 Best overall classifier
Figure 2: Binary modulator ROC curves
Figure 2: ROC curves for binary modulator classification under scaffold-aware validation. Morgan fingerprints consistently lead context-aware models, with Morgan + CLAMP achieving AUROC 0.895.

3.3 External Validation on 99k ChEMBL Small Molecules

To evaluate out-of-distribution utility, we scored 99,434 neutral ChEMBL small molecules with the binary classifier and computed the enrichment of compounds with documented bioactivity in orthogonal autophagy and mTOR/PI3K assays.

Score Threshold Compounds (N) % of Library Autophagy Active % mTOR / PI3K % Enrichment Factor
≥ 0.50 21,897 22.0% 0.40% 0.51% 1.0×
≥ 0.70 9,201 9.3% 0.52% 0.79% 1.6×
≥ 0.90 980 1.0% 1.02% 2.55% 5.2×
≥ 0.95 310 0.31% 1.61% 3.23% 9.0×
Figure 3: ChEMBL annotation enrichment curves
Figure 3: ChEMBL bioactivity assay validation. At high predicted probability thresholds (≥0.95), the model yields a 9-fold enrichment for confirmed autophagy and PI3K/mTOR target compounds.

3.4 Activator-versus-Inhibitor Direction Prediction Fails

In contrast to binary screening, structure-based classification of activator versus inhibitor direction failed to demonstrate robust generalization. Flat 3-class models reached a deceptive accuracy of 0.900, but exhibited a macro F1 of only 0.532. As shown in Figure 4, headline accuracy was driven entirely by predicting the dominant neutral class.

Figure 4: 3-class classifier comparison
Figure 4: 3-class autophagy classifier metrics. High overall accuracy reflects class imbalance (majority neutrals). Macro F1 remains poor (0.532 / 0.455), indicating inability to distinguish activators from inhibitors purely from structure.

4. Key Takeaways & Recommendations

  • Transcriptome regression is an unreliable surrogate: High-dimensional mRNA readouts capture non-specific cellular stress responses, masking pathway-specific autophagy dynamics.
  • Binary classification with simple fingerprints works: 2,048-bit Morgan circular fingerprints paired with gradient boosting deliver a reliable, cost-effective initial screen (0.858–0.895 AUROC).
  • Do not trust structure-only direction predictions: Direction models should not be used to prioritize compounds until substantially larger, scaffold-diverse inhibitor training libraries are constructed.
  • Prioritize direct kinetic assays: Direct orthogonal endpoints (e.g., LC3-II turnover, SQSTM1 degradation, lysosomal flux assays) are essential to distinguish authentic modulators from generic stress inducers.

5. Reproducibility & Repository Architecture

The complete benchmarking pipeline, trained weights, and analysis scripts are tracked in the study repository:

Script / Artifact Function
curate_autophagy_genes.py Curates 199-gene autophagy reference set from KEGG / GO pathways.
hamdb_binary_classifier_xgb.py Trains XGBoost binary classifier comparing CLAMP vs. Morgan fingerprints.
extract_autophagy_signatures_v2.py Generates cell-line contrastive signatures with background subtraction.
binary_morgan_only_xgb.pkl Serialized XGBoost binary model for fast structural screening (AUROC 0.858).